Kevin Schaefer (CRD # 1286030) is a Financial Advisor at Wells Fargo Clearing Services, LLC in San Francisco, CA. Wells Fargo Clearing Services, LLC. A proposed class and collective action claims Wells Fargo Clearing Services, LLC has failed to pay client associates for every hour worked. User ID. The risk of transacting in futures, options, and swaps can be substantial. Wells Fargo Clearing Services, LLC. Advisors also figure out the best investment plan for a client, create an investment portfolio and follow its development. A note about social media: Opinions, comments and actions taken on Social Media are those of the third party and do not necessarily reflect the views of the creator of this profile or of the firm. It is a DE Limited Liability Company. First Clearing is a trade name used by Wells Fargo Clearing Services, LLC, Member SIPC, a registered broker-dealer and non-bank affiliate of Wells Fargo & Company. Firms to Pay $1.4 Million in Restitution to Approximately 100 Affected Customers WASHINGTON—FINRA announced today that Wells Fargo Clearing Services, LLC and Wells Fargo Advisors Financial Network, LLC (Wells Fargo) have agreed to pay more than $1.4 million in restitution, plus interest, to approximately 100 customers and fines totaling $675,000 for failing to supervise … Wells Fargo provides clearing services to various types of customers including banks, insurance companies, corporations, hedge funds, and institutional asset managers. This firm is compensated by Commissions from sales of financial products. regulatory actions against them, customer complaints or instances of arbitration or termination of employment. They can make changes if the market shifts, if the client adjusts his or her goals or goes through a major change like marriage or divorce. Wells Fargo Clearing Services LLC is legally known as WELLS FARGO CLEARING SERVICES, LLC. The Registered Agent on file for this company is Corporation Service Company Dba Csc - Lawyers Incorporating Service Company and is located at 211 E. 7th Street Suite 620, Austin, TX 78701-3218. Data obtained from U.S. Securities and Exchange Commission as of 12/14/2020. First Clearing provides correspondent services to broker-dealers and does not provide services to the general public. Full Site. Execution and clearing of futures and options is offered through Wells Fargo Securities International Limited (“WFSIL”). Looking for more … Wells Fargo Clearing Services, LLC Broker, Kevin Schaefer, Has Had Six Customer Complaint Disclosures Throughout His Career. Privacy Policy opens in a new tab This firm can not be compensated based on a share of capital gains on, or capital appreciation of, client assets. Wells Fargo helps customers manage exposure and gain operational efficiency through: Execution and clearing of futures and options on futures along with clearing of over-the-counter derivatives is offered through Wells Fargo Securities, LLC (“WFS”). Wells Fargo Clearing Services LLC. See who the company's key decision makers are. ©2019 Wells Fargo Clearing Services, LLC. Contact Us. User ID. Derivatives Access, our web-based portal for credit, risk, and treasury management, provides a centralized hub for: Wells Fargo provides access to an extensive network of more than 45 futures exchanges worldwide covering futures contracts on a variety of products, including: Wells Fargo offers customers access to a wide range of electronic execution front-end systems. See similar companies for insight and prospecting. Wells Fargo Clearing Services, LLC Wells Fargo Clearing Services, LLC (CRD# 19616) is a financial advisory firm headquartered in St. Louis, MO. 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